The Official News & Technical Journal Of The International Society For Pharmacoeconomics And Outcomes Research

Utilizing Patient Registries to Support Health Economics Research: Integrating Observational Data with Economic Analyses, Models, and Other Applications

Les Noe RPh, Leanne Larson MPh, and Jeffrey Trotter MBA, Ovation Research Group, Highland Park, IL, USA


Patient registries have become a hot topic in today’s pharmaceutical, biotech, and medical device industries. Many companies have initiated them. Many others are contemplating them. But even with all the interest, there still exists much uncertainty around how to make the most of these important and complex programs.

Much of a registry’s intrinsic value lies in its ability to address, in one comprehensive program, a variety of organizational objectives: collecting post-marketing safety information, gathering clinical effectiveness data, and understanding long-term outcomes, to name a few. Compared to phase III trials, registries typically involve a larger and more diverse group of patients; as such, they may better reflect real-world management practices and outcomes. In addition to gathering the more typical clinical and safety evidence, registries represent an opportunity to prospectively collect and report on important pharmacoeconomic outcomes, such as health-related quality of life (HRQoL), health care resource utilization, and patient satisfaction. Considered as part of an overall strategy to demonstrate value, data from registries may also be used to support other health economics/outcomes research (HE/OR) initiatives, such as cost-ofillness studies, economic modeling, and costeffectiveness analyses. Indeed, HE/OR staff, in companies with dedicated personnel, can lead the way organizationally in bringing together commercial and clinical perspectives by coordinating the design and execution of these important research initiatives.

Registries - What are they?
Perhaps the most straightforward definition of a patient registry describes it as a prospective, observational cohort study of patients with a particular disease and/or receiving a particular treatment/intervention. Registries are, in fact, typically categorized as either disease or product registries. That definition, however, doesn’t adequately communicate the true value of a registry - the ability to integrate organizational objectives, crossing disciplines and departments, providing a long-term opportunity to generate important disease and product data, and supporting a product in the marketplace throughout it’s life cycle. Indeed, objectives for initiating a registry range along a continuum from learning more about a product’s real-world performance to gathering additional safety data; in all cases, though, the registry seeks to advance science by spotlighting what really happens in actual medical practice, in contrast to the artificial environment of a controlled clinical trial. Designing a registry to meet BOTH commercial and safety objectives can be challenging, but can dramatically improve the return on the project’s investment. The HE/OR group can be an important bridge between research and marketing, often opening a dialogue and facilitating discussions that can lead to a registry design with broader objectives than either group might have conceived independently. And along the way, important HE/OR data can be compiled, further improving a company’s return on investment (ROI).

Disease registries provide an opportunity to assess the natural history of a disease, its management, and its outcomes. In a disease registry, most, if not all, treatment approaches and alternatives are evaluated. Because the focus is not on any specific product, these programs can be initiated well before, potentially years before, a company plans to bring a product to market. This proactive approach allows a sponsor to collect valuable information prior to product launch, including data on disease epidemiology, prescribing patterns, competitive therapies, and standard of care. Once the product is marketed, then, companies can continue to collect information on its utilization and outcomes relative to other treatments. More commonly, though, registries (including disease registries) are initiated after product launch, to allow sponsors to collect a combination of clinical, safety, and HE/OR data. Disease registries, in particular, represent rich sources of information for outcomes researchers.

Product registries are often undertaken to gain a more in-depth understanding of utilization and outcomes associated with a specific product. In a product registry, only data on a specific product are typically collected; competitive therapies are not assessed. Because product registries are focused on a particular treatment, they cannot be initiated until after the product is approved and launched. Product registries are more often used when companies need to collect post-marketing safety data or want to collect performance data in actual practice settings. Product registries extend the clinical and safety evidence base gained during registration trials, and can generate real-world outcomes data used to support economic analyses. Both approaches have merit, and can be highly credible and well-accepted, provided the program’s objectives and methodologies are consistent with current understanding and practice. In the post-approval setting, undertaking a registry in a less-controlled, naturalistic setting can provide important insight into safety, effectiveness, potential drug interactions, cost-effectiveness, patient risk profiles, and other factors only observable in larger and more diverse patient populations. Registries, in fact, may be the only practical way to gather evidence in certain patient populations, such as the elderly, or patients with significant comorbid conditions.

Importance of Registries to HE/OR
In one sense, a registry could be considered the ultimate outcomes research project, with the opportunity to prospectively collect real-world data on effectiveness, safety, HRQoL, satisfaction, resource utilization, costs, work loss and productivity, and other relevant outcomes, often over a longer time frame than might otherwise be studied. Every registry, in fact, should be evaluated for the opportunity to collect additional data that could be important for demonstrating product value. It may not always be possible, as there are practical limits with any study, but the strategic discussion is, nonetheless, vital. Table 1 describes some of the endpoints that might be of interest from a HE/OR perspective.

Ideally, HE/OR staff will be part of the registry team, involved in developing the program’s strategy and objectives. Indeed, given their broad perspectives, HE/OR may be the most logical registry “champion.” This isn’t always the case, however, as registries are initiated from a variety of functional areas within a company, and there may be resistance to including other groups with potentially different agendas. Nevertheless, the registry team should be encouraged to think broadly about the program’s analytical opportunities, and HE/OR must clearly communicate their objectives and needs, why the results are important, how they will be used, and the expected benefits.

Consideration must also be given to the potential burden on participating sites and patients. While it would be ideal to collect more data, overloading the study with elements of marginal interest may negatively affect physician participation and patient enrollment, cause internal conflict, and can lead to higher overall study costs.

If HE/OR data are collected as part of a registry, those endpoints can be analyzed and reported along with other data. As registries are not randomized trials, however, care must be taken in analyzing and interpreting the results, given the limitations of observational studies; a priori analysis plans are critical in establishing expectations. Nevertheless, there are a variety of insightful analyses that can be informative, as shown in Table 2.

Using Registries for HE/OR Research
Ideally, a registry is but one aspect of an overall HE/OR strategy designed to build evidence of value. As such, registries can be used to gather additional information that builds on the evidence gained through other initiatives (Figure 1). For instance, if a preliminary cost-effectiveness model has already been developed based on phase III trial data, then registry data can be used to update the model to provide a more realistic picture of a product’s value. This will be an increasingly critical activity as payors, pricing authorities, guideline developers, and agencies involved in technology appraisal begin reassessing a product’s cost-effectiveness within a few years after it is introduced.


HE/OR can benefit greatly from a well-designed registry. Registries can provide important information to help HE/OR groups address a variety of needs, as described in Table 3.

Not only can registries benefit HE/OR projects, HE/OR projects can, in turn, be instrumental in shaping the registry design and objectives. Early modeling efforts often identify information gaps that need to be filled. While some of these gaps can be filled with trial data, a registry may be able to capture endpoints that are not, for a variety of reasons, included in clinical trials, such as long-term outcomes and patient utilities. Understanding what information gaps need to be filled is the key step in articulating HE/OR needs to the registry team, and thereby maximizing the value of the registry.


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